FINRA Valid Series-7 Braindumps, Valid Series-7 Exam Sample | Series-7 Exam Forum - Sapsam

  • Exam Code: Series-7
  • Exam Name: General Securities Representative Qualification Examination (GS)
  • Version: V15.35     Q & A: 208 Questions and Answers

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NEW QUESTION: 1
You are the project manager of your enterprise. While performing risk management, you are given a task to identify where your enterprise stand in certain practice and also to suggest the priorities for improvements. Which of the following models would you use to accomplish this task?
A. Simulation tree model
B. Capability maturity model
C. Fishbone model
D. Decision tree model
Answer: B
Explanation:
Explanation/Reference:
Explanation:
Capability maturity models are the models that are used by the enterprise to rate itself in terms of the least mature level (having nonexistent or unstructured processes) to the most mature (having adopted and optimized the use of good practices).
The levels within a capability maturity model are designed to allow an enterprise to identify descriptions of its current and possible future states. In general, the purpose is to:
Identify, where enterprises are in relation to certain activities or practices.

Suggest how to set priorities for improvements

Incorrect Answers:
D: There is no such model exists in risk management process.
B: Decision tree analysis is a risk analysis tool that can help the project manager in determining the best risk response. The tool can be used to measure probability, impact, and risk exposure and how the selected risk response can affect the probability and/or impact of the selected risk event. It helps to form a balanced image of the risks and opportunities connected with each possible course of action. This makes them mostly useful for choosing between different strategies, projects, or investment opportunities particularly when the resources are limited. A decision tree is a decision support tool that uses a tree-like graph or model of decisions and their possible consequences, including chance event outcomes, resource costs, and utility.
C: Fishbone diagrams or Ishikawa diagrams shows the relationships between the causes and effects of problems.

NEW QUESTION: 2
A major customer has asked you to set up his AWS infrastructure so that it will be easy to recover in the case of a disaster of some sort. Which of the following is important when thinking about being able to quickly launch resources in AWS to ensure business continuity in case of a disaster?
A. Regularly run your servers, test them, and apply any software updates and configuration changes.
B. Ensure that you have all supporting custom software packages available in AWS.
C. All items listed here are important when thinking about disaster recovery.
D. Create and maintain AMIs of key servers where fast recovery is required.
Answer: C
Explanation:
In the event of a disaster to your AWS infrastructure you should be able to quickly launch resources in Amazon Web Services (AWS) to ensure business continuity.
The following are some key steps you should have in place for preparation:
1 . Set up Amazon EC2 instances to replicate or mirror data.
2 . Ensure that you have all supporting custom software packages available in AWS.
3 . Create and maintain AMIs of key servers where fast recovery is required.
4 . Regularly run these servers, test them, and apply any software updates and configuration changes.
5 . Consider automating the provisioning of AWS resources.
Reference: http://d36cz9buwru1tt.cloudfront.net/AWS_Disaster_Recovery.pdf

NEW QUESTION: 3
Exhibit:


A. Option E
B. Option A
C. Option C
D. Option B
E. Option D
Answer: D

NEW QUESTION: 4
Which of the following statements about comparison between ACL and IP-Prefix are true?(Select 2 Answers)
A. Both ACL and IP-Prefix can be used for route filtering
B. Both ACL and IP-Prefix can be used for data packet filtering
C. ACL can be used for data packet filtering and route filtering, but IP-Prefix can only be used for route filtering
D. IP-Prefix can be used for data packet filtering and route filtering, but ACL can only be used for route filtering
Answer: A,C

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