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NEW QUESTION: 1
A Classic FM application profile contains which three components?
A. Calendar
B. Dimension Associations
C. Language(s)
D. Scenario
E. Frequency
Answer: A,C,E

NEW QUESTION: 2
Andrea, a portfolio manager for XYZ Investment Management Company, a registered investment organization that advises investment companies and private accounts, was promoted to that position three years ago. Bates, her supervisor, is responsible for reviewing Andrea's portfolio account transactions and her required monthly reports of personal stock transactions. Andrea has been using Jonelli, a broker, almost exclusively for portfolio account brokerage transactions. For securities in which Jonelli's firm makes a market, Jonelli has been giving Andrea lower prices for personal purchases and higher prices for personal sales than Jonelli gives to Andrea's portfolio accounts and other investors. Andrea has been filing monthly reports with Bates only for those months in which she has no personal transactions, which is about every fourth month. Which of the following applies/apply?
I. Andrea violated the Code and Standards in that she failed to disclose to her employer her personal transactions.
II. Andrea violated the Code and Standards by breaching her fiduciary duty to her clients.
III. Bates violated the Code and Standards by failing to enforce reasonable procedures for supervising and monitoring Andrea in Andrea's trading for her own account.
A. I, II and III.
B. III only.
C. I only.
D. II only.
E. I and II only.
F. II and III only.
G. I and III only.
Answer: A
Explanation:
Explanation/Reference:
Explanation:
This question involves three Standards. Andrea, the portfolio manager, has been obtaining lower prices for her personal securities transactions than she gets for her clients, which is a violation of Standard IV (B.1), Fiduciary Duties. In addition, she violated Standard II (B), Professional Misconduct, by failing to adhere to company policy and hiding her personal transactions from her firm. Andrea's supervisor, Bates, violated Standard III (E), Responsibilities of Supervisors, by failing to enforce the procedures for reporting personal trading. Therefore, Statements I, II and III are all correct.

NEW QUESTION: 3
________は、一連のアクションの決定に役立つポリシーまたは手順のステートメントを指します。
A. ベースライン
B. 手順
C. ガイドライン
D. コメント
Answer: C